Notes and Scales: Chapter 4 – Harmonics, Intervals, and Instruments (Understanding Basic Music Theory)

Notes and Scales: Chapter 4 – Harmonics, Intervals, and Instruments (Understanding Basic Music Theory)

4.6 Harmonic Series II: Harmonics, Intervals, and Instruments


4.6.1 Frequency and Interval


The names of the various intervals, and the way they are written on the sta , are mostly the result of a long history of evolving musical notation and theory. But the actual intervals – the way the notes sound – are not arbitrary accidents of history. Like octaves, the other intervals are also produced by the harmonic series.

Recall that the frequencies of any two pitches that are one octave apart have a 2:1 ratio. (See Harmonic Series I to review this.) Every other interval that musicians talk about can also be described as having a particular frequency ratio. To nd those ratios, look at a harmonic series


Figure 4.40


Look at the third harmonic in Figure 4.40 (A Harmonic Series Written as Notes). Its frequency is three times the frequency of the rst harmonic (ratio 3:1). Remember, the frequency of the second harmonic is two times that of the rst harmonic (ratio 2:1). In other words, there are two waves of the higher C for every one wave of the lower C, and three waves of the third-harmonic G for every one wave of the fundamental.

So the ratio of the frequencies of the second to the third harmonics is 2:3. (In other words, two waves of the C for every three of the G.) From the harmonic series shown above, you can see that the interval between these two notes is a perfect fth (Section Perfect Intervals). The ratio of the frequencies of all perfect fths is 2:3.


Exercise 4.6.1

1. The interval between the fourth and sixth harmonics (frequency ratio 4:6) is also a fth. Can you explain this?

2. What other harmonics have an interval of a fth?

3. Which harmonics have an interval of a fourth?

4. What is the frequency ratio for the interval of a fourth?


note: If you have been looking at the harmonic series above closely, you may have noticed that some notes that are written to give the same interval have di erent frequency ratios. For example, the interval between the seventh and eighth harmonics is a major second, but so are the intervals between 8 and 9, between 9 and 10, and between 10 and 11. But 7:8, 8:9, 9:10, and 10:11, although they are pretty close, are not exactly the same.

In fact, modern Western music uses the equal temperament (Section Equal Temperament) tuning system, which divides the octave into twelve notes that are equally far apart. (They do have the same frequency ratios, unlike the half steps in the harmonic series.) The positive aspect of equal temperament (and the reason it is used) is that an instrument will be equally in tune in all keys.

The negative aspect is that it means that all intervals except for octaves are slightly out of tune with regard to the actual harmonic series. For more about equal temperament, see Tuning Systems (Section 6.2.3: Temperament). Interestingly, musicians have a tendency to revert to true harmonics when they can (in other words, when it is easy to ne-tune each note).

For example, an a capella choral group, or a brass ensemble, may nd themselves singing or playing perfect fourths and fths, “contracted” major thirds and “expanded” minor thirds, and half and whole steps of slightly varying sizes.


4.6.2 Brass Instruments


The harmonic series is particularly important for brass instruments. A pianist or xylophone player only gets one note from each key. A string player who wants a di erent note from a string holds the string tightly in a di erent place. This basically makes a vibrating string of a new length, with a new fundamental.

But a brass player, without changing the length of the instrument, gets di erent notes by actually playing the harmonics of the instrument. Woodwinds also do this, although not as much. Most woodwinds can get two di erent octaves with essentially the same ngering; the lower octave is the fundamental of the column of air inside the instrument at that ngering. The upper octave is the rst harmonic.

note: In some woodwinds, such as the clarinet , the upper “octave” may actually be the third harmonic rather than the second, which complicates the ngering patterns of these instruments. Please see Standing Waves and Wind Instruments for an explanation of this phenomenon.

It is the brass instruments that excel in getting di erent notes from the same length of tubing. The sound of a brass instruments starts with vibrations of the player’s lips. By vibrating the lips at di erent speeds, the player can cause a harmonic of the air column to sound instead of the fundamental. Thus a bugle player can play any note in the harmonic series of the instrument that falls within the player’s range. Compare these well-known bugle calls to the harmonic series above (Figure 4.40: A Harmonic Series Written as Notes).


4.41 Notes and Scales: Chapter 4 - Harmonics, Intervals, and Instruments (Understanding Basic Music Theory)
Figure 4.41: Although limited by the fact that it can only play one harmonic series, the bugle can still play many well-known tunes.


For centuries, all brass instruments were valveless. A brass instrument could play only the notes of one harmonic series. (An important exception was the trombone and its relatives, which can easily change their length and harmonic series using a slide.) The upper octaves of the series, where the notes are close enough together to play an interesting melody, were often di cult to play, and some of the harmonics sound quite out of tune to ears that expect equal temperament.

The solution to these problems, once brass valves were perfected, was to add a few valves to the instrument; three is usually enough. Each valve opens an extra length of tube, making the instrument a little longer, and making available a whole new harmonic series. Usually one valve gives the harmonic series one half step lower than the valveless intrument; another, one whole step lower; and the third, one and a half steps lower.

The valves can be used in combination, too, making even more harmonic series available. So a valved brass instrument can nd, in the comfortable middle of its range (its middle register), a valve combination that will give a reasonably in-tune version for every note of the chromatic scale. (For more on the history of valved brass, see History of the French Horn . For more on how and why harmonics are produced in wind instruments, please see Standing Waves and Wind Instruments )

note: Trombones still use a slide instead of valves to make their instrument longer.

But the basic principle is still the same. At each slide “position”, the instrument gets a new harmonic series. The notes in between the positions aren’t part of the chromatic scale, so they are usually only used for special e ects like glissandos (sliding notes).


4.42 Notes and Scales: Chapter 4 - Harmonics, Intervals, and Instruments (Understanding Basic Music Theory)
Figure 4.42: These harmonic series are for a brass instrument that has a “C” fundamental when no valves are being used – for example, a C trumpet. Remember, there is an entire harmonic series for every fundamental, and any note can be a fundamental. You just have to nd the brass tube with the right length. So a trumpet or tuba can get one harmonic series using no valves, another one a half step lower using one valve, another one a whole step lower using another valve, and so on. By the time all the combinations of valves are used, there is some way to get an in-tune version of every note they need.


Exercise 4.6.2


Write the harmonic series for the instrument above when both the rst and second valves are open. (You can use this PDF le if you need sta paper.) What new notes are added in the instrument’s middle range? Are any notes still missing?

note: The French horn has a reputation for being a “di cult” instrument to play. This is also because of the harmonic series. Most brass instruments play in the rst few octaves of the harmonic series, where the notes are farther apart and it takes a pretty big di erence in the mouth and lips (the embouchure , pronounced AHM-buh-sher) to get a di erent note. The range of the French horn is higher in the harmonic series, where the notes are closer together. So very small di erences in the mouth and lips can mean the wrong harmonic comes out.


4.6.3 Playing Harmonics on Strings


String players also use harmonics, although not as much as brass players. Harmonics on strings have a very di erent timbre from ordinary string sounds. They give a quieter, thinner, more bell-like tone, and are usually used as a kind of ear-catching special-e ect.

Normally a string player holds a string down very tightly. This shortens the length of the vibrating part of the string, in e ect making a (temporarily) shorter vibrating string, which has its own full set of harmonics.

To “play a harmonic”, the string is touched very, very lightly instead. The length of the string does not change. Instead, the light touch interferes with all of the vibrations that don’t have a node (Figure 3.8: Nodes and Antinodes) at that spot.




The thinner, quieter sound of “playing harmonics” is caused by the fact that much of the harmonic series is missing from the sound, which will of course a ect the timbre. Lightly touching the string in most places will result in no sound at all. This technique only works well at places on the string where a main harmonic (one of the longer, louder lower-numbered harmonics) has a node. Some string players can get more harmonics by both holding the string down in one spot and touching it lightly in another spot, but this is an advanced technique.


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